Looking for Loopholes in SEC Reporting (Ep.34)

In a recent Wall Street Journal article, the FBI is said to be considering a delay in the reporting of SEC violations for companies whose investigations have national security implications. Johna and Jerry discuss the issues around WHO, WHEN, and HOW you should report SEC violations.

With Your FinServ Tech Oracles:
     • Johna Till Johnson, Nemertes CEO + Founder & Content Committee Chair for the Wall St. Technology Association (WSTA)
     • Jerald Murphy, Nemertes Senior VP of Research + Consulting

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FinServ Tech Oracles Episode Archive

FinServ Tech Oracles – a weekly video series for FinServ technologists. We talk about the latest technology trends that affect financial services firms (in our best imitation of the Oracles of Delphi…)